Genzoni Capital Management

Code of Ethics and Professional Conduct

The principles that govern each of our commitments, in line with Swiss standards.

Genzoni Capital Management conducts its activity with an unwavering ethical standard. This code sets out the principles of conduct and the professional rules that guide our decisions, our relationships and our management, in compliance with the applicable Swiss legal and regulatory framework.

Integrity and honesty

We act with uprightness, loyalty and sincerity in every relationship. Our communications are clear, accurate and never misleading.

Independence of judgement

No banking affiliation, no in-house products, no outside influence. Our analyses and decisions rest solely on the interest of our clients.

Confidentiality and professional secrecy

Every piece of information entrusted to us is protected with the utmost rigour. The discretion and privacy of our clients are an absolute commitment.

Prevention of conflicts of interest

We identify, prevent and manage any situation liable to create a conflict of interest, always giving precedence to the client's interest.

Client knowledge and due diligence

We take the time to understand the situation, objectives and risk profile of each client before any recommendation, with rigour and prudence.

Regulatory compliance

We carry out our activity in compliance with applicable Swiss law, in particular regarding data protection (FADP) and the fight against money laundering (AMLA), where such provisions apply.

Data protection

Personal data is collected on a limited basis, processed securely and kept only for as long as necessary, in accordance with the legislation in force.

Anti-money laundering

We refuse any transaction whose source of funds is doubtful and apply the required vigilance principles to prevent money laundering and the financing of illicit activities.

Transparency

We communicate honestly about our methods, our limits and the risks inherent in any investment, never promising returns.

Responsibility and professionalism

We take responsibility for our actions, maintain our skills and place quality and rigour at the heart of our practice.

Our commitment

These principles are not mere statements: they form the daily foundation of our practice. Any breach is taken seriously and addressed with the greatest diligence.

This code expresses the ethical and professional principles of Genzoni Capital Management. It does not replace applicable legal or regulatory obligations and may be supplemented as the Swiss framework evolves.